Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

Begalvi is Phenna’s 13th acquisition of 2026 and expands its certification and compliance division across Southern Europe ...

RALEIGH, N.C.--(BUSINESS WIRE)--Brightly Software, a Siemens company and the global leader in asset lifecycle management solutions, today announces Compliance Pro, an all-in-one, cloud-based module ...

PORTLAND, OR / ACCESSWIRE / May 15, 2024 / NAVEX, the global leader in integrated risk and compliance management software, announces the release of NAVEX Compliance Program Management: DOJ Guidance.

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Looking to the future, we see more companies continuing to integrate information from their systems for purposes beyond OSHA recordkeeping compliance and into various reports, performance management ...

Find the best government project management software for public sector teams. Compare top tools built for compliance, ...

Quick Summary Struggling to keep up with evolving regulatory requirements as your organisation scales? This guide highlights the seven leading compliance management software platforms for modern ...

OMAHA, Neb. & ATLANTA--(BUSINESS WIRE)--End-to-end wealthtech powerhouse Orion Advisor Solutions is strengthening its compliance technology offering for clients by acquiring BasisCode Compliance, LLC, ...

The market for compliance software has been growing at a rapid pace, projected to be worth $118.7 billion worldwide by 2020. One significant cause of this spike is the overflow of fines, penalties and ...